Online CLE Seminars

Bringing Claims Against Brokerage Firms - the Basics

Length: 1 hr.
Recorded on Wednesday, May 13, 2020


Credits: 1.0 Hour Substantive

Category: Skills Training

Speaker(s): Benjamin Picker, Esq. & Glenn Gitomer, Esq.

Topic: Discover the ins and outs of bringing claims against securities brokerage firms, including:

The types of claims available, such as suitability, churning, unauthorized trading, breach of fiduciary duty, fraud, violation of the Pennsylvania Securities Act, unfair and deceptive trade practices, and others
Practice and procedure when arbitrating securities claims before the Financial Industry Regulatory Authority
How to spot a good securities case
How to calculate and prove damages


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